Fund Accounting, Auditing and Compliance Complaints
The Audit Committees of Neuberger Berman Funds have adopted procedures for individuals to confidentially report complaints or concerns about fund accounting or auditing matters. In addition, the Ethics and Compliance Committees of Neuberger Berman Funds have adopted procedures for individuals to confidentially report complaints or concerns relating to fund compliance matters. These procedures automatically apply to all new funds once they commence operations.
You can make a fund complaint by telephone, U.S. mail or e-mail. You can choose to do so anonymously, or request that your name be kept confidential, consistent with our policies. (See Section C, which contains provisions designed to protect whistleblowers from retaliation.)
Toll Free Call1
Callers are instructed to leave a message detailing their complaint or concern. Voice mailbox accessed regularly by the Funds' Chief Legal Officer and Chief Compliance Officer or their designees1.
P.O. Box 2047
New York, NY 10156
Post office box checked once per week
Contents delivered to the Funds' Chief Legal Officer or her designee, unless addressed to the Internal Audit Department.
Type your complaint below and click "Submit"
Message delivered to the Funds' Chief Legal Officer and Chief Compliance Officer or their designees.
Click here to email your complaint
1 Messages left on voicemail or sent via e-mail will not be caller/sender identified to help preserve anonymity if so desired.