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Short Duration Income Fund

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Short Duration Income Fund

UCITS Fund | Fixed Income

Short Duration Income Fund

SFDR | Article 8

Overview
Seeks consistent and efficient income utilising a disciplined investment process and experienced team to ensure liquidity and seeking to preserve principle. Under normal market conditions, the average interest rate duration is anticipated to be within a range of 1 to 3 years, by investing primarily in US investment grade bonds. There can be no guarantee that the Fund will ultimately achieve its investment objective and capital invested is at risk.

Why Invest

Seeks durable and sustainable yields

We seek to extract market mispricings through an active relative value approach focused on delivering attractive positive yield without exposing our portfolios to persistent biases

Leverage Neuberger Berman’s globally integrated Fixed Income Platform

Our multi sector portfolios construct portfolios utilizing our proprietary top down Asset Allocation Framework and sector specialist bottom up research to add value through the market cycle

Team Depth and Experience

Senior portfolio managers have an average over 28 years experience in fixed income markets. In addition, they are supported by 80+ dedicated sector specific research analysts

This is a marketing communication in respect of the Neuberger Berman Strategic Income Fund. Please refer to the fund prospectus and offering documents, including the Key Information Document (“KID”) or Key Investor Information Document (“KIID”) as applicable, before making any final investment decisions. Investors should note that by making an investment they will own shares in the fund, and not the underlying assets.

This Fund meets the requirements of Article 8 of the SFDR. Further information is available in the Fund’s offering documents and at www.nb.com.

Key Risks

Market Risk: The risk of a change in the value of a position as a result of underlying market factors, including among other things, the overall performance of companies and the market perception of the global economy.

Liquidity Risk: The risk that the fund may be unable to sell an investment readily at its fair market value. In extreme market conditions this can affect the fund’s ability to meet redemption requests upon demand.

Credit Risk: The risk that bond issuers may fail to meet their interest repayments, or repay debt, resulting in temporary or permanent losses to the fund.

Interest Rate Risk: The risk of interest rate movements affecting the value of fixed-rate bonds.

Derivatives Risk: The Fund is permitted to use certain types of financial derivative instruments (including certain complex instruments). This may increase the Fund’s leverage significantly which may cause large variations in the value of your share. (Investors should note that the Fund may achieve its investment objective by investing principally in Financial Derivative Instruments (FDI)). Certain investment risks apply in relation to the use of FDI. The use of leverage can amplify both gains and losses, which may result in a significant or a total loss of the fund’s value in adverse market conditions.

Emerging Markets Risk: Emerging markets are likely to bear higher risk due to a possible lack of adequate financial, legal, social, political and economic structures, protection and stability as well as uncertain tax positions which may lead to lower liquidity. The NAV of the fund may experience medium to high volatility due to lower liquidity and the availability of reliable information, as well as due to the fund's investment policies or portfolio management techniques.

Counterparty Risk: The risk that a counterparty will not fulfil its payment obligation for a trade, contract or other transaction, on the due date.

Operational Risk: The risk of direct or indirect loss resulting from inadequate or failed processes, people and systems including those relating to the safekeeping of assets or from external events.

Currency Risk: Investors who subscribe in a currency other than the base currency of the fund are exposed to currency risk. Fluctuations in exchange rates may affect the return on investment. Where past performance is shown it is based on the share class to which this webpage relates. If the currency of this share class is different from your local currency, then you should be aware that due to exchange rate fluctuations the performance shown may increase or decrease if converted into your local currency.

 

For full information on the risks please refer to the fund prospectus and offering documents, including the KID or KIID, as applicable.

Performance and Exposures
Sustainability Disclosure
Investment Objective

The investment objective of the Fund is to maximize total return from high current income and long-term appreciation by opportunistically investing in a diversified mix of fixed rate and floating rate debt securities under varying market environments with a focus on downside protection. The Fund will invest primarily in debt securities issued by US corporations or by the US government and its agencies. Such securities will be listed, dealt or traded on recognised markets and may be rated investment grade or below investment grade or non-rated by recognised rating agencies. The Fund may also invest in debt securities issued by non-US governments and their agencies and corporations located globally, including investing in debt securities issued by companies located in, and government and government agencies of, Emerging Market Countries (as defined in the Prospectus) up to one third of its net asset value. The Fund may also invest in money market instruments including bank deposits, fixed or floating rate instruments, floating or variable rate notes, bankers acceptances, certificates of deposit, debentures and short-dated government or corporate bonds, cash and cash equivalents (including treasury bills) that are rated as investment grade by recognised rating agencies.

Fund Facts

The ongoing charge figure (incl. management fee) is based on the annual expenses for the period ending 31 December 2024.

The fund’s benchmark name shown here may be abbreviated. Please refer to the supplement for the full benchmark name.

Portfolio Management Team
Ashok Bhatia, CFA
Chief Investment Officer and Global Head of Fixed Income
33 Years of Industry Experience
8 Years with Neuberger Berman
David M. Brown, CFA
Senior Portfolio Manager and Global Co-Head of Investment Grade
35 Years of Industry Experience
23 Years with Neuberger Berman
Michael Foster
Senior Portfolio Manager
31 Years of Industry Experience
27 Years with Neuberger Berman
Matthew McGinnis
Portfolio Manager
18 Years of Industry Experience
18 Years with Neuberger Berman
Ashok Bhatia, CFA, Chief Investment Officer and Global Head of Fixed Income
Ashok K. Bhatia, CFA, Managing Director, joined the firm in 2017. Ashok is Chief Investment Officer and Global Head of Fixed Income, and a member of Neuberger Berman's Partnership and Asset Allocation Committees and Fixed Income's Investment Strategy Committee. Previously, Ashok has held senior investment and leadership positions in several asset management firms and hedge funds, including Wells Fargo Asset Management, Balyasny Asset Management and Stark Investments. Ashok has had investment responsibilities across global fixed income and currency markets. Ashok began his career in 1993 as an investment analyst at Morgan Stanley. Ashok received a BA with high honors in Economics from the University of Michigan, Ann Arbor, and an MBA with high honors from the University of Chicago. He has been awarded the Chartered Financial Analyst designation.
David M. Brown, CFA, Senior Portfolio Manager and Global Co-Head of Investment Grade
David Brown, CFA, Managing Director, rejoined the firm in 2003. Dave is Global Co-Head of Investment Grade, Co-Head of Multi-Sector Fixed Income, a member of the Fixed Income Investment Strategy Committee, and acts as Senior Portfolio Manager on both Global Investment Grade and Multi-Sector Fixed Income strategies. Dave also leads the Investment Grade Credit team in determining credit exposures across both Global Investment Grade and Multi-Sector Fixed Income strategies. He initially joined the firm in 1991 after graduating from the University of Notre Dame with a BA in Government and subsequently received his MBA in Finance from Northwestern University. Prior to his return, he was a senior credit analyst at Zurich Scudder Investments and later a credit analyst and portfolio manager at Deerfield Capital. Dave has been awarded the Chartered Financial Analyst designation.
Michael Foster, Senior Portfolio Manager

Michael J. Foster, Managing Director, joined the firm in 1999. Mike is a Senior Portfolio Manager on multiple fixed income strategies, including Enhanced Cash and Short Duration, as well as high quality strategies across the yield curve. Prior to joining the firm, Mike worked in the Fixed Income division of Bear Stearns (1994-1997). Mike earned a BA from Lehigh University and a MBA from the University of Rochester, Simon Business School.

Matthew McGinnis, Portfolio Manager

Matthew McGinnis, Vice President, joined the firm in 2008. Matt is a Portfolio Manager on the Enhanced Cash and Short Duration portfolio management teams. Prior to joining the team, Matt attended New York University’s Stern Undergraduate Business school where he received a BS in Finance and Economics.

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