Ray Carroll, PhD, CFA
Chief Investment Officer—Breton Hill
24 Years of Industry Experience
4 Years with Neuberger Berman
Ray Carroll, PhD, CFA, Managing Director, joined the firm in 2017 as Chief Investment Officer for the Breton Hill quantitative investing team, following the acquisition of Neuberger Berman Canada ULC (formally known as Breton Hill Capital (BHC)). Ray was a co-founder and the Chief Executive Officer of BHC, responsible for fund performance, investment decisions and risk management. Previously, Ray was the Chief Investment Officer for the Mosaic division of Diversified Global Asset Management (DGAM), an alternative investment firm that was subsequently sold to The Carlyle Group. Ray started his career as Senior Manager at RBC Royal Bank and Vice President at RBC Capital Markets. Ray holds a PhD in Mathematics from the University of Florida in the field of Inverse Problems and both a MSc and BSc in Mathematics from Dalhousie University. Ray has been awarded the Chartered Financial Analyst designation.