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Ray Carroll
Ray Carroll, PhD, CFA
Chief Investment Officer—Breton Hill
Managing Director


26 Years of Industry Experience
6 Years with Neuberger Berman
Ray Carroll, PhD, CFA, Managing Director, joined the firm in 2017. As Chief Investment Officer for the Breton Hill quantitative investing team, Ray is responsible for active equity strategies, tax-managed strategies, and diversifying alternative strategies. Previously, Ray was a co-founder and the Chief Executive Officer of Breton Hill Capital before it was acquired by Neuberger Berman. He was formerly the Chief Investment Officer for the Mosaic division of Diversified Global Asset Management (DGAM), an alternative investment firm that was subsequently acquired by The Carlyle Group. Ray started his career as Senior Manager at RBC Royal Bank and Vice President at RBC Capital Markets. Ray holds a PhD in Mathematics from the University of Florida in the field of Inverse Problems and both a MSc and BSc in Mathematics from Dalhousie University.